Internal Auditor

Interactive Brokers Group
Mumbai
Workplace: HybridFull timeFunction: Finance & AccountingExperience: 2+ yearsEducation: bachelorsSkills: ["Analytical skills","Problem-solving","Communication","Independent work","Continuous development"]

Perform compliance, financial, and operational internal audits for global regulated brokerage entities. Plan, execute, and present audit findings in line with professional standards and company policies, while identifying key issues impacting the business. Collaborate with operating personnel to assess conditions, criteria, effects, causes, and recommendations, and build a deep understanding of the processes under review.

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FursaFursa
Interactive Brokers Group
Interactive Brokers Group
2 months ago

Internal Auditor

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 days agoStatus: Live

Job Summary

Perform compliance, financial, and operational internal audits for global regulated brokerage entities. Plan, execute, and present audit findings in line with professional standards and company policies, while identifying key issues impacting the business. Collaborate with operating personnel to assess conditions, criteria, effects, causes, and recommendations, and build a deep understanding of the processes under review.
Location: Mumbai
Workplace: Hybrid
Employment Type: Full time
Job Function: Finance & Accounting
Seniority: Mid level

Key Responsibilities

  • •Conduct internal audits of global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies
  • •Contribute to audit planning, field work, and presentations of audit findings
  • •Identify and assess key issues impacting the business
  • •Discuss audit conditions, criteria, effect, cause, and recommendations with operating personnel during and after audits
  • •Gain a deep understanding of processes under review and perform audits according to professional industry standards and company policies

Pay and Benefits

Equity and Bonus:Equity
Schedule:4-Day Week
Perks:Annual BonusHealth InsuranceLife InsuranceHybrid WorkMeal Allowance

Key Requirements

  • •Degree in Accounting, Finance, Computer Science or a similar field
  • •Chartered Accountant (CA) or similar certification
  • •CISA or CIA certification is a plus
  • •At least 2 years of audit experience within regulated financial institutions (bank or brokerage)
  • •Strong analytical/problem-solving skills and the ability to present complex concepts clearly in written and verbal formats
Experience:2+ yearsRegulated financial institutions
Education:Bachelor's
Skills:Analytical skillsProblem-solvingCommunicationIndependent workContinuous development
Certifications:Chartered Accountant (CA)Certified Information Systems Auditor (CISA)Certified Internal Auditor (CIA)
Tech Stack:MS OfficeMS ExcelMS Access

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn