Senior Auditor - Wealth, Corporate, Commercial and Institutional Banking

U.S. Bancorp
Minneapolis, Atlanta, Chicago, Charlotte, Milwaukee, New York
Workplace: OnsiteFull timeUSD 92,820 - 109,200 annuallyFunction: Banking, Lending & CreditExperience: 5+ yearsEducation: bachelorsSkills: ["Professional judgment","Analytical skills","Communication","Interpersonal skills","Project management"]

Independently execute risk-based audits for U.S. Bank Corporate Audit Services supporting Wealth, Corporate, Commercial and Institutional Banking. Deliver end-to-end engagements for retail brokerage and registered investment advisor activities, including walkthroughs, testing, and issue validation. Evaluate regulatory, operational, and governance controls, document process flows and control gaps, and provide senior management with clear, actionable, risk-focused insights. Use data analytics and AI-enabled techniques to enhance audit coverage and efficiency.

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FursaFursa
U.S. Bancorp
U.S. Bancorp
1 day ago

Senior Auditor - Wealth, Corporate, Commercial and Institutional Banking

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Last checked: 6 hours agoStatus: Live

Job Summary

Independently execute risk-based audits for U.S. Bank Corporate Audit Services supporting Wealth, Corporate, Commercial and Institutional Banking. Deliver end-to-end engagements for retail brokerage and registered investment advisor activities, including walkthroughs, testing, and issue validation. Evaluate regulatory, operational, and governance controls, document process flows and control gaps, and provide senior management with clear, actionable, risk-focused insights. Use data analytics and AI-enabled techniques to enhance audit coverage and efficiency.
Location: Minneapolis, Atlanta, Chicago, Charlotte, Milwaukee, New York
Workplace: Onsite
Employment Type: Full time
Job Function: Banking, Lending & Credit
Seniority: Mid level

Key Responsibilities

  • •Independently execute audit engagements end-to-end, including risk assessment, walkthroughs, process documentation, and control design and operating effectiveness testing.
  • •Evaluate regulatory, operational, and governance controls across retail broker-dealer and registered investment advisor activities.
  • •Build and document process flows, identify control gaps, and develop well-supported audit observations.
  • •Assess risk severity, root cause, and potential impact, and clearly articulate conclusions to management.
  • •Contribute to continuous monitoring and issue validation, using data analytics and AI-enabled techniques to improve coverage, efficiency, and insight.

Pay and Benefits

Salary: USD 92,820 - 109,200 annually
Perks:Health InsuranceDentalVision401kPaid LeaveParental LeaveAdoption Assistance

Key Requirements

  • •Bachelor's degree, or equivalent work experience.
  • •Typically, more than five years of applicable experience.
  • •Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends impacting the assigned line of business.
  • •Advanced understanding of the business line’s operations, products/services, systems, and associated risks and controls.
  • •Applicable professional certifications.
Experience:5+ yearsFinancial servicesRegulatoryAuditRisk management
Education:Bachelor's
Skills:Professional judgmentAnalytical skillsCommunicationInterpersonal skillsProject management
Tech Stack:Microsoft OfficeSpreadsheetsDatabasesData analyticsAI-enabled techniquesWord processingPresentations

Company Brief

U.S. Bancorp
U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Minneapolis, United States
Founded: 1863
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Glassdoor: 3.8
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