T. Rowe Price

6 days ago

Senior Manager, Investment Compliance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Lead the Investment Compliance Monitoring function within Global Investment Operations, overseeing pre-trade, post-trade, and batch monitoring in the Charles River (CRD) system. Own governance, risk assessment, and escalation of compliance violations, and partner across Investment, Legal, Risk, and Operations to strengthen controls and improve monitoring processes. Drive rule-library refinements, client reporting contributions, automation/AI-enabled innovation, and third-party/outsourced monitoring oversight aligned with firm priorities.

Location: Baltimore

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Lead execution and oversight of pre-trade, post-trade, and batch compliance monitoring activities within Charles River (CRD).
•Serve as a subject matter expert advising on complex compliance guideline interpretations across Trading, Investment, Legal, Risk, and Operations.
•Own governance and risk assessment for manual monitoring processes, including prioritizing automation opportunities.
•Manage identification, escalation, and resolution of compliance violations, including systemic issue analysis and remediation guidance.
•Lead and develop team members; provide oversight of outsourced monitoring activities and drive alignment across global teams.

Pay and Benefits

Salary: USD 110,000 - 236,000 annually

Perks:Annual BonusRetirementHybrid WorkHealth InsurancePaid Leave

Key Requirements

•Bachelor’s degree or equivalent combination of education and relevant experience.
•8+ years of total relevant work experience.
•Experience with trading, order management, and compliance systems, specifically Charles River or similar platforms.
•Strong understanding of investment products, including equities, fixed income, and derivatives.
•Experience leading teams or functional areas within Investment Compliance.

Experience:8+ years

Education:Bachelor's

Skills:LeadershipAnalytical skillsProblem-solvingCommunicationAttention to detail

Tech Stack:Charles River (CRD)Rule libraryAI-enabled tools

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

T. Rowe Price

Global investment management firm offering mutual funds, retirement services, and advisory solutions for individual and institutional investors. Manages assets across equities, fixed income, multi-asset, and alternative strategies.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Baltimore, United States

Founded: 1937

Website LinkedIn

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T. Rowe Price

6 days ago

Senior Manager, Investment Compliance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Location: Baltimore

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Lead execution and oversight of pre-trade, post-trade, and batch compliance monitoring activities within Charles River (CRD).
•Serve as a subject matter expert advising on complex compliance guideline interpretations across Trading, Investment, Legal, Risk, and Operations.
•Own governance and risk assessment for manual monitoring processes, including prioritizing automation opportunities.
•Manage identification, escalation, and resolution of compliance violations, including systemic issue analysis and remediation guidance.
•Lead and develop team members; provide oversight of outsourced monitoring activities and drive alignment across global teams.

Pay and Benefits

Salary: USD 110,000 - 236,000 annually

Perks:Annual BonusRetirementHybrid WorkHealth InsurancePaid Leave

Key Requirements

•Bachelor’s degree or equivalent combination of education and relevant experience.
•8+ years of total relevant work experience.
•Experience with trading, order management, and compliance systems, specifically Charles River or similar platforms.
•Strong understanding of investment products, including equities, fixed income, and derivatives.
•Experience leading teams or functional areas within Investment Compliance.

Experience:8+ years

Education:Bachelor's

Skills:LeadershipAnalytical skillsProblem-solvingCommunicationAttention to detail

Tech Stack:Charles River (CRD)Rule libraryAI-enabled tools

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

T. Rowe Price

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Baltimore, United States

Founded: 1937

Website LinkedIn