Northern Trust

2 weeks ago

Associate Audit Director - Risk and Control Enhancement

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Lead audit validation and risk-based audit planning for the Risk and Control Enhancement transformation program. Oversee audit activities across assigned areas, including risk assessments, audit universe updates, and continuous monitoring activities. Partner with business leaders and senior stakeholders to interpret risk themes, challenge control design and effectiveness, and translate complex enterprise, operational, and compliance risks into practical audit insights. Manage recruiting, retention, and performance management for the audit team.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Director level

Key Responsibilities

•Oversee and lead audit validation activities within the Risk and Control Enhancement transformation program.
•Oversee and manage all audit activities in assigned areas; establish an effective risk-based audit program.
•When allocated auditable entities, complete risk assessments and propose updates to the audit universe and audit plan (coverage and timing).
•Develop and maintain continuous monitoring activities to track business unit and corporate function changes and partner with key stakeholders.
•Lead audit teams and manage performance management, recruiting, and retention for the audit team; interpret risk themes and challenge control design and effectiveness.

Pay and Benefits

Salary: USD 114,700 - 194,900

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

•12+ years of Enterprise Risk Management (ERM) and Operational Risk Management (ORM) experience with advanced compliance regulation knowledge.
•Experience auditing Enterprise, Operational, and Compliance Risk Management activities.
•Experience leading transformation programs and overseeing auditing activities.
•Strong interpersonal, analytical, organizational, and communication skills, including business writing and presentations.
•Demonstrated knowledge of regulatory rules and industry changes.

Experience:12+ yearsEnterprise risk managementOperational risk managementComplianceTransformation programs

Skills:LeadershipInterpersonal skillsAnalytical skillsOrganizational skillsCommunication

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn

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Northern Trust

2 weeks ago

Associate Audit Director - Risk and Control Enhancement

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Finance & Accounting

Seniority: Director level

Key Responsibilities

•Oversee and lead audit validation activities within the Risk and Control Enhancement transformation program.
•Oversee and manage all audit activities in assigned areas; establish an effective risk-based audit program.
•When allocated auditable entities, complete risk assessments and propose updates to the audit universe and audit plan (coverage and timing).
•Develop and maintain continuous monitoring activities to track business unit and corporate function changes and partner with key stakeholders.
•Lead audit teams and manage performance management, recruiting, and retention for the audit team; interpret risk themes and challenge control design and effectiveness.

Pay and Benefits

Salary: USD 114,700 - 194,900

Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

•12+ years of Enterprise Risk Management (ERM) and Operational Risk Management (ORM) experience with advanced compliance regulation knowledge.
•Experience auditing Enterprise, Operational, and Compliance Risk Management activities.
•Experience leading transformation programs and overseeing auditing activities.
•Strong interpersonal, analytical, organizational, and communication skills, including business writing and presentations.
•Demonstrated knowledge of regulatory rules and industry changes.

Experience:12+ yearsEnterprise risk managementOperational risk managementComplianceTransformation programs

Skills:LeadershipInterpersonal skillsAnalytical skillsOrganizational skillsCommunication

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust

Industry: Asset Management

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Chicago, United States

Founded: 1889

Glassdoor: 3.9

Website LinkedIn