Regulatory Compliance Testing Manager, North America

Wise
Austin
Workplace: OnsiteFull timeUSD 106,500 - 145,000 annuallyFunction: Legal, Risk & ComplianceSkills: ["Independent judgment","Clear communication","Stakeholder management","Evidence-based thinking","Leadership"]

Lead independent, hands-on regulatory compliance testing and remediation validation for U.S. consumer-protection and payments risks across North America. Translate regulatory obligations into test questions, populations, evidence plans, and failure criteria; assess both control design and operating effectiveness using production evidence and analytics. Produce clear workpapers and management reporting, challenge control owners with evidence-based findings, and support regulatory examinations, audits, and methodology development for the compliance monitoring team.

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FursaFursa
Wise
Wise
2 days ago

Regulatory Compliance Testing Manager, North America

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Last checked: 6 hours agoStatus: Live

Job Summary

Lead independent, hands-on regulatory compliance testing and remediation validation for U.S. consumer-protection and payments risks across North America. Translate regulatory obligations into test questions, populations, evidence plans, and failure criteria; assess both control design and operating effectiveness using production evidence and analytics. Produce clear workpapers and management reporting, challenge control owners with evidence-based findings, and support regulatory examinations, audits, and methodology development for the compliance monitoring team.
Location: Austin
Workplace: Onsite
Employment Type: Full time · Permanent
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Plan and execute risk-based regulatory testing and remediation-validation reviews from scope through final report.
  • •Translate regulatory obligations and customer-outcome risks into precise control questions, populations, evidence requirements, test procedures, and failure criteria.
  • •Test control design and operating effectiveness, including consistency in production and whether customer remediation is complete and reproducible.
  • •Define and reconcile complete testing populations before sampling, using data and analytics to stratify risk, identify exceptions, and support defensible conclusions.
  • •Challenge control owners and senior stakeholders with evidence-based findings and agree practical corrective actions; preserve independent second-line judgment.
Travel: Low travel

Pay and Benefits

Salary: USD 106,500 - 145,000 annually

Key Requirements

  • •Substantial hands-on experience in compliance testing, internal audit, regulatory assurance, remediation validation, or a closely related independent-review role within financial services, payments, banking, an MSB, fintech, or relevant consultancy.
  • •Strong working knowledge of U.S. consumer-protection and payments requirements, with meaningful depth in areas including Regulation E, UDAAP/UDAP, E-SIGN, complaints, disclosures, customer communications, state money-transmission, or safeguarding/prudential topics.
  • •Ability to independently turn a broad risk into a bounded, defensible review with objective, population, evidence plan, methodology, and conclusion.
  • •Comfort working with data to frame the right questions, challenge lineage and quality, reconcile populations, interpret exceptions, and partner effectively with analysts.
  • •Ability to write clearly and concisely and explain complex testing results to senior leaders and cross-functional teams.
Experience:Financial servicesPaymentsBankingMSBFintech
Skills:Independent judgmentClear communicationStakeholder managementEvidence-based thinkingLeadership
Certifications:CRCMCPACIACISACAMS
Languages:English
Tech Stack:SQLSnowflakeLightdashLookerTableauPower BIExcelJiraConfluenceGitHubAuditBoardOptroArcher

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Wise
Wise (formerly TransferWise) is a London-based fintech that provides low-cost international money transfers, multi-currency accounts and payment infrastructure for individuals and businesses worldwide.
Industry: Payments
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 2011
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Glassdoor: 3.8
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