Data – Compliance Senior Analyst II

Interactive Brokers Group
United States
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 5-7 yearsSkills: ["Analytical thinking","Problem-solving","Collaboration","Communication","Organizational/time management"]

Support Data Lineage and Data Governance initiatives that strengthen enterprise data lifecycle management and data quality. Create source-to-destination data maps used for AML compliance reporting, design supervisory reports and manage data incidents and remediation. Partner with technical and business stakeholders to implement internal control enhancements, draft policies and written supervisory procedures, and coordinate responses to regulatory inquiries from foreign and US regulators.

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Interactive Brokers Group
Interactive Brokers Group
4 months ago

Data – Compliance Senior Analyst II

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 days agoStatus: Live

Job Summary

Support Data Lineage and Data Governance initiatives that strengthen enterprise data lifecycle management and data quality. Create source-to-destination data maps used for AML compliance reporting, design supervisory reports and manage data incidents and remediation. Partner with technical and business stakeholders to implement internal control enhancements, draft policies and written supervisory procedures, and coordinate responses to regulatory inquiries from foreign and US regulators.
Location: United States
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Support adoption of data policies and procedures to implement Data Lineage and Data Governance.
  • •Oversee governance efforts to strengthen data lifecycle management across the enterprise.
  • •Collaborate with technical and business stakeholders to strengthen data quality.
  • •Produce source-to-destination data maps for AML compliance reports and systems.
  • •Guide and manage data incidents and remediation, and implement internal control enhancements and supervisory procedures.

Pay and Benefits

Equity and Bonus:Equity
Perks:401kHealth InsuranceDentalVisionPaid LeaveLife InsuranceDisabilityFlexible SpendingGym MembershipLearning BudgetMeal Allowance

Key Requirements

  • •5-7 years of experience with a broker-dealer, investment manager or regulator.
  • •Strong background with a Bachelor’s or Master’s in Finance, Business, Economics, Computer Science, Data Sciences, or Information Systems.
  • •Experience with data catalog, business glossaries, mapping, and metadata management tools.
  • •Experience with data classification and data loss protection policies and controls.
  • •Working knowledge of regulations for data management and data protection, plus triaging data incidents.
Experience:5-7 yearsBroker-dealerInvestment managementRegulatory
Education:
Skills:Analytical thinkingProblem-solvingCollaborationCommunicationOrganizational/time management
Tech Stack:UNIXSQLPythonDatabases

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn