Senior Associate Inbound Compliance Analyst (KYC)

Carta
Hamilton, Seattle, San Francisco, Santa Clara, New York
Workplace: OnsiteFull timeUSD 76,000 - 106,000 annuallyFunction: Legal, Risk & ComplianceExperience: 4+ yearsSkills: ["Detail-oriented","Independent judgment","Client communication","Process improvement","Multitasking"]

Own complex inbound KYC engagements end to end, managing the lifecycle from request intake through delivery and acting as the trusted contact for counterparties across jurisdictions. Review and validate KYC documentation for AML/KYC compliance across EU, UK, and US regimes, escalating when needed. Maintain accurate records in Carta’s systems, monitor evolving KYC/AML regulations, and mentor junior analysts on judgment for complex entity structures and regulatory requirements.

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FursaFursa
Carta
Carta
1 week ago

Senior Associate Inbound Compliance Analyst (KYC)

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Source: Company careers pageValidated by: Fursa AI
Last checked: 1 hour agoStatus: Live

Job Summary

Own complex inbound KYC engagements end to end, managing the lifecycle from request intake through delivery and acting as the trusted contact for counterparties across jurisdictions. Review and validate KYC documentation for AML/KYC compliance across EU, UK, and US regimes, escalating when needed. Maintain accurate records in Carta’s systems, monitor evolving KYC/AML regulations, and mentor junior analysts on judgment for complex entity structures and regulatory requirements.
Location: Hamilton, Seattle, San Francisco, Santa Clara, New York
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Own complex KYC engagements end to end, managing inbound request lifecycle from intake through delivery.
  • •Review and validate KYC documentation for completeness, accuracy, and AML/KYC compliance across EU, UK, and US regulatory regimes.
  • •Maintain accurate, up-to-date KYC records in Carta’s systems and resolve issues independently while escalating when appropriate.
  • •Lead by example on accuracy and regulatory rigor, contributing to process and documentation standards and mentoring junior analysts.
  • •Monitor evolving global KYC/AML regulations and apply updated requirements to daily work, sharing insights with the broader team.

Pay and Benefits

Salary: USD 76,000 - 106,000 annually
Perks:Equity

Key Requirements

  • •4+ years of hands-on AML/KYC experience applying global KYC and AML frameworks to complex scenarios.
  • •Ability to review entity structures and manage KYC refreshes and due diligence requests across different regulatory regimes.
  • •Strong client-facing confidence to hold KYC conversations with senior stakeholders and counterparties, with clear escalation judgment.
  • •Detail-oriented ability to manage high-volume concurrent requests under tight deadlines while driving process improvements.
  • •AML/KYC certifications (ICA, ACAMS) are strongly encouraged and you have commitment to professional development in AML/CFT compliance and legal services.
Experience:4+ yearsAML/KYCFinancial servicesPrivate capitalPrivate equityAsset managementLaw firm/legal services
Skills:Detail-orientedIndependent judgmentClient communicationProcess improvementMultitasking
Certifications:ICAACAMS
Languages:English

Company Brief

Carta
Provides equity management, cap table software, and valuation services for private companies and investors. Carta streamlines ownership tracking, employee equity plans, and compliance for startups, venture-backed firms, and venture capital investors.
Industry: Fintech Infrastructure
Company Size: Enterprise (1,001+ employees)
Growth: Scaleup
Valuation: Unicorn (USD 1B+)
Funding: Series G
Headquarters: San Francisco, United States
Founded: 2012
WebsiteLinkedIn