Robinhood

1 month ago

Assistant General Counsel, Regulatory

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Trusted regulatory attorney responsible for navigating retail broker-dealer frameworks, drafting compliant policies and disclosures, engaging with regulators (SEC/FINRA), reviewing marketing materials, and advising cross-functional teams on legal risk related to financial products and services.

Location: Menlo Park, New York, Washington

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Key Responsibilities

•Navigate complex regulatory frameworks to help the business design innovative financial products and services
•Identify and draft necessary changes to the firm’s systems and procedures to meet the requirements of new rules/regulations
•Engage with regulators, including the SEC and FINRA, and other external parties
•Draft agreements, policies and procedures, disclosures, account documentation and website materials
•Review marketing materials, advertisements, and other communications with the public

Pay and Benefits

Equity and Bonus:Equity

Perks:Health Insurance401kEquityParantal LeaveLife Insurance

Key Requirements

•J.D. degree (or foreign equivalent) and membership in at least 1 U.S. state bar
•10+ years of legal practice experience specializing in advising retail broker-dealers
•Knowledge or expertise in the rules and regulations relevant to broker-dealers, including sales practice rules, Reg BI, Form CRS, licensing and registration, communications with the public, and books and records
•Experience supporting different types of brokerage accounts, including IRAs, trusts, and custodial accounts
•Track record of developing practical solutions to novel problems

Experience:10+ yearsFinanceRegulatoryBroker-dealer

Education:Professional (JD, MD, etc.)

Skills:Project managementCommunicationCollaborationProblem-solving

Languages:English

Company Brief

Robinhood

Commission-free trading platform offering stocks, ETFs, options, and cryptocurrencies, plus cash management and retirement products. Aims to democratize finance through easy-to-use mobile and web apps for retail investors.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Menlo Park, United States

Founded: 2013

Website LinkedIn

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Robinhood

1 month ago

Assistant General Counsel, Regulatory

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 3 hours agoStatus: Live

Job Summary

Location: Menlo Park, New York, Washington

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Key Responsibilities

•Navigate complex regulatory frameworks to help the business design innovative financial products and services
•Identify and draft necessary changes to the firm’s systems and procedures to meet the requirements of new rules/regulations
•Engage with regulators, including the SEC and FINRA, and other external parties
•Draft agreements, policies and procedures, disclosures, account documentation and website materials
•Review marketing materials, advertisements, and other communications with the public

Pay and Benefits

Equity and Bonus:Equity

Perks:Health Insurance401kEquityParantal LeaveLife Insurance

Key Requirements

•J.D. degree (or foreign equivalent) and membership in at least 1 U.S. state bar
•10+ years of legal practice experience specializing in advising retail broker-dealers
•Knowledge or expertise in the rules and regulations relevant to broker-dealers, including sales practice rules, Reg BI, Form CRS, licensing and registration, communications with the public, and books and records
•Experience supporting different types of brokerage accounts, including IRAs, trusts, and custodial accounts
•Track record of developing practical solutions to novel problems

Experience:10+ yearsFinanceRegulatoryBroker-dealer

Education:Professional (JD, MD, etc.)

Skills:Project managementCommunicationCollaborationProblem-solving

Languages:English

Company Brief

Robinhood

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Menlo Park, United States

Founded: 2013

Website LinkedIn