Finance Non-Financial Risk - Assistant Vice President

HSBC
Chennai
Workplace: OnsiteFull timeFunction: Executive & General ManagementSkills: ["Leadership","Operational excellence","Business writing","Interpersonal skills","Negotiation"]

Lead SOX and Financial Reporting Risk management within the NFR management team under Financial Control (1LOD). Support oversight of the SOX compliance framework, policies, procedures, and guidance, coordinating with SOX Process/Control Owners, Financial Reporting Risk Stewards, assurance teams, and external auditors. Drive embedding and continuous improvements to SOX management across regions, while partnering with Operational Risk and Non-Financial Risk teams to sustain an effective control environment for Group ARA financial reporting.

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FursaFursa
HSBC
HSBC
1 week ago

Finance Non-Financial Risk - Assistant Vice President

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live
Reposted: similar role first listed 3 months ago

Job Summary

Lead SOX and Financial Reporting Risk management within the NFR management team under Financial Control (1LOD). Support oversight of the SOX compliance framework, policies, procedures, and guidance, coordinating with SOX Process/Control Owners, Financial Reporting Risk Stewards, assurance teams, and external auditors. Drive embedding and continuous improvements to SOX management across regions, while partnering with Operational Risk and Non-Financial Risk teams to sustain an effective control environment for Group ARA financial reporting.
Location: Chennai
Workplace: Onsite
Employment Type: Full time
Job Function: Executive & General Management
Seniority: Sr. Director level

Key Responsibilities

  • •Support oversight of the Financial Reporting Risk and SOX management framework, including policy, procedures, and guidance.
  • •Coordinate with Financial Reporting Risk Stewards and execute second-line-of-defense activities relevant to SOX compliance.
  • •Partner with SOX Process Owners and Control Owners across global businesses, infrastructures, and finance teams to manage controls.
  • •Coordinate with external auditors and support reporting to key governance meetings including the Group Audit Committee.
  • •Design and embed improvements in SOX management across regional businesses, functions, and geographies, partnering with Operational Risk and Non-Financial Risk teams.

Key Requirements

  • •Proven experience leading and implementing SOX compliance.
  • •Relevant Finance and control knowledge working across multiple legal entities.
  • •Excellent business writing skills and demonstrated ability to draft and finalize papers for governance forums.
  • •Strong interpersonal and negotiation skills in a complex global environment.
  • •Relevant accounting qualifications and experience with Operational Risk, Internal Audit, and External Audit.
Experience:BankingFinancial services
Skills:LeadershipOperational excellenceBusiness writingInterpersonal skillsNegotiation
Tech Stack:SOXSarbanes-OxleyICFRInternal Controls over Financial ReportingAI productivity tools

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn