Interactive Brokers Group

4 weeks ago

Compliance-APAC - Analyst - FIU

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Assist in monitoring and surveillance of customers’ cashiering transactions across the Asia Pacific region in line with AML/CTF policies. Communicate with clients regarding monitoring and surveillance matters, review surveillance systems/reports, and help manage projects implementing approved enhancements driven by regulatory change. Stay current on AML, market conduct, and relevant APAC and international regulations while developing analytical capabilities and supporting regulatory inquiries.

Location: Mumbai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Monitor and surveil cashiering transactions by IBKR clients in the Asia Pacific region.
•Communicate with clients on monitoring and surveillance-related matters.
•Review and suggest enhancements to existing surveillance systems/reports.
•Manage projects to implement approved surveillance enhancements and regulatory-driven changes.
•Stay current on market conduct, AML, and related regulations, including APAC and international developments.

Pay and Benefits

Perks:Health InsuranceLife InsuranceAnnual BonusMeal AllowanceHardship Allowance

Key Requirements

•1-3 years of experience with AML/CTF rules.
•Experience dealing with exchange and regulatory enquiries.
•Fluency in English (written and spoken) and strong communication skills.
•Strong quantitative, analytical, and problem-solving skills.
•Solid academic background and familiarity with AI/machine learning (advantageous).

Experience:1-3 yearsAML/CTFRegulatory enquiries

Skills:Detail-orientedProblem-solvingOrganizational skillsMulti-taskingCustomer service

Languages:English

Tech Stack:AIMachine Learning

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

4 weeks ago

Compliance-APAC - Analyst - FIU

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Mumbai

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Monitor and surveil cashiering transactions by IBKR clients in the Asia Pacific region.
•Communicate with clients on monitoring and surveillance-related matters.
•Review and suggest enhancements to existing surveillance systems/reports.
•Manage projects to implement approved surveillance enhancements and regulatory-driven changes.
•Stay current on market conduct, AML, and related regulations, including APAC and international developments.

Pay and Benefits

Perks:Health InsuranceLife InsuranceAnnual BonusMeal AllowanceHardship Allowance

Key Requirements

•1-3 years of experience with AML/CTF rules.
•Experience dealing with exchange and regulatory enquiries.
•Fluency in English (written and spoken) and strong communication skills.
•Strong quantitative, analytical, and problem-solving skills.
•Solid academic background and familiarity with AI/machine learning (advantageous).

Experience:1-3 yearsAML/CTFRegulatory enquiries

Skills:Detail-orientedProblem-solvingOrganizational skillsMulti-taskingCustomer service

Languages:English

Tech Stack:AIMachine Learning

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn