CLO Compliance Services Analyst

S&P Global
Dallas
Workplace: HybridFull timeUSD 65,000 - 87,500 annuallyFunction: Legal, Risk & ComplianceExperience: 1-3 yearsEducation: bachelorsSkills: ["Attention to detail","Analytical thinking","Problem-solving","Written communication","Verbal communication"]

Ensure regulatory excellence for investment management clients by producing daily compliance deliverables, performing reconciliations against trustee reports, and investigating variances. Monitor cash collection, payments, and reserves, and act as the team’s subject matter expert for CLO compliance needs. Handle client inquiries on collateral attributes and transactions, coordinate resolution across internal groups, and partner with Service Delivery Managers and Account Specialists to improve client satisfaction while leading special projects.

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FursaFursa
S&P Global
S&P Global
1 month ago

CLO Compliance Services Analyst

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Source: Company careers pageValidated by: Fursa AI
Last checked: 39 days agoStatus: Live

Job Summary

Ensure regulatory excellence for investment management clients by producing daily compliance deliverables, performing reconciliations against trustee reports, and investigating variances. Monitor cash collection, payments, and reserves, and act as the team’s subject matter expert for CLO compliance needs. Handle client inquiries on collateral attributes and transactions, coordinate resolution across internal groups, and partner with Service Delivery Managers and Account Specialists to improve client satisfaction while leading special projects.
Location: Dallas
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Generate and manage daily compliance service deliverables for capital management firm clients
  • •Reconcile key data points with trustees, produce compliance test results, and research/resolve variances
  • •Monitor cash collection, payment, and reserve accounts to ensure proper processing of activities and transactions
  • •Serve as the subject matter expert for compliance services on the team
  • •Manage client inquiries on collateral attributes and transactions and coordinate timely resolution with internal groups

Pay and Benefits

Salary: USD 65,000 - 87,500 annually
Perks:Health InsuranceRetirement

Key Requirements

  • •Bachelor’s degree in Finance, Accounting, Business Administration, or a related field
  • •Understanding of CLO portfolio management, including overcollateralization tests, coverage ratios, and the impact of par value fluctuations
  • •1-3 years of experience in financial services, compliance, or analytical roles with attention to detail
  • •Strong proficiency in Microsoft Excel and database management for complex data analysis and reconciliation
  • •Excellent written and verbal communication to interact professionally with clients and internal stakeholders
Experience:1-3 yearsFinancial servicesCompliance
Education:Bachelor's in Finance, Accounting, Business Administration (or related field)
Skills:Attention to detailAnalytical thinkingProblem-solvingWritten communicationVerbal communication
Tech Stack:Microsoft Excel

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

S&P Global
Provides financial information, analytics, benchmarks, and credit ratings to markets and institutions worldwide, offering data, research, indices, and risk assessment tools across the financial services and commodities sectors.
Industry: Data Infrastructure
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: New York, United States
Founded: 1917
WebsiteLinkedIn