Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.

Lead an integrated compliance program for a broker-dealer and SEC-registered investment adviser, serving as the primary regulatory-facing executive. Partner with business leadership and control functions to design and oversee policies, procedures, and internal controls aligned to SEC, FINRA, and MSRB requirements. Oversee supervision/surveillance, risk assessments, regulatory inquiries, rule implementation, vendor oversight, and provide strategic leadership and coaching to a compliance team.