Compliance Representative

U.S. Bancorp
Cincinnati, Charlotte
Workplace: HybridFull timeUSD 66,640 - 78,400 annuallyFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Analytical skills","Process facilitation","Project management","Communication","Interpersonal skills"]

Partner with the Line of Business and Risk/Compliance/Audit teams to support an effective risk management framework and ensure compliance with applicable federal, state, and local regulations. Review and resolve customer complaints, assess potential policy violations, and identify gaps that could lead to losses from inadequate processes or human error. Serve as a liaison between the Line of Business and the Lines of Defense while contributing to projects and ad hoc team tasks.

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FursaFursa
U.S. Bancorp
U.S. Bancorp
3 days ago

Compliance Representative

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live

Job Summary

Partner with the Line of Business and Risk/Compliance/Audit teams to support an effective risk management framework and ensure compliance with applicable federal, state, and local regulations. Review and resolve customer complaints, assess potential policy violations, and identify gaps that could lead to losses from inadequate processes or human error. Serve as a liaison between the Line of Business and the Lines of Defense while contributing to projects and ad hoc team tasks.
Location: Cincinnati, Charlotte
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Review and resolve customer complaints.
  • •Review potential policy violations.
  • •Create, implement, maintain, review, or oversee an effective risk management framework in collaboration with partners.
  • •Identify, respond to, and/or escalate risks appropriately and identify gaps to minimize losses from inadequate internal processes, systems, or human errors.
  • •Serve as a functional liaison between the Line of Business and the Lines of Defense, and support projects and ad hoc team tasks.

Pay and Benefits

Salary: USD 66,640 - 78,400 annually
Perks:Health InsuranceDentalVisionLife Insurance401kPaid LeaveParental LeaveAdoption AssistancePaid Holiday

Key Requirements

  • •Bachelor's degree, or equivalent work experience.
  • •Typically more than two years of applicable experience.
  • •Series 7, Series 24, and Series 63 or 66.
  • •Intermediate knowledge of applicable laws, regulations, and regulatory trends impacting the assigned line of business.
  • •Proficiency using Microsoft Office applications and word processing, spreadsheets, databases, and presentations.
Education:Bachelor's
Skills:Analytical skillsProcess facilitationProject managementCommunicationInterpersonal skills
Licenses:Series 7Series 24Series 63Series 66
Tech Stack:Microsoft OfficeSpreadsheetsDatabasesWord processingPresentations

Company Brief

U.S. Bancorp
U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Minneapolis, United States
Founded: 1863
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Glassdoor: 3.8
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