Brokerage Registered Client Service Associate

Truist Financial
United States
Workplace: OnsiteFull timeUSD 58,000 - 75,000 annuallyFunction: Solutions Engineering & Sales EngineeringEducation: bachelorsSkills: ["Exceptional telephone skills","Professional communication","Time management","Self-directed work"]

Support Financial Advisors by servicing and supporting client relationships, preparing financial plans, conducting investment research, and executing trades and transactions when directed. Handle client communications, orders, corporate actions, appointment scheduling, and accurate documentation submission. Provide operational guidance, manage the advisor’s calendar, help coordinate reports and follow-ups, and mitigate risk through required authentication standards. Assist with branch needs when required.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
Truist Financial
Truist Financial
1 day ago

Brokerage Registered Client Service Associate

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 17 minutes agoStatus: Live
Reposted: similar role first listed 2 months ago

Job Summary

Support Financial Advisors by servicing and supporting client relationships, preparing financial plans, conducting investment research, and executing trades and transactions when directed. Handle client communications, orders, corporate actions, appointment scheduling, and accurate documentation submission. Provide operational guidance, manage the advisor’s calendar, help coordinate reports and follow-ups, and mitigate risk through required authentication standards. Assist with branch needs when required.
Location: United States
Workplace: Onsite
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Entry level

Key Responsibilities

  • •Assist Financial Advisors servicing clients by preparing financial plans, conducting investment research, and completing trades and transactions.
  • •Receive and place orders as directed, respond to market information and trading/order feature queries, and manage order/trade details such as GTC expiration and settlement.
  • •Process corporate actions where a license is warranted, including tender offers, optional dividends, and exercise of warrants and rights.
  • •Schedule and confirm client appointments; enter data in Salesforce; create meeting agendas and summaries; prepare routine client correspondence; maintain client records.
  • •Maximize sales opportunities by contacting potential investment clients using internal and bank leads and product/industry knowledge.

Pay and Benefits

Salary: USD 58,000 - 75,000 annually
Perks:Health InsuranceDentalVisionLife Insurance401k

Key Requirements

  • •Bachelor’s degree or equivalent experience and related training.
  • •Experience in the securities industry and/or a sales assistant role.
  • •Knowledge of securities markets and brokerage accounts.
  • •FINRA SIE, Series 7 and Series 66 licenses.
  • •Exceptional telephone skills and professionalism when interacting with clients regarding securities transactions.
Experience:Securities industrySales assistantBrokerageCall center
Education:Bachelor's
Skills:Exceptional telephone skillsProfessional communicationTime managementSelf-directed work
Licenses:FINRA SIEFINRA Series 7FINRA Series 66
Certifications:FINRA SIEFINRA Series 7FINRA Series 66
Languages:English
Tech Stack:SalesForceMicrosoft Office

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn