Brokerage Registered Client Service Associate - Pittsburgh, Pennsylvania

Truist Financial
Pittsburgh
Workplace: OnsiteFull timeFunction: Solutions Engineering & Sales EngineeringSkills: ["Time management","Professional communication","Client interaction","Self-directed work","Risk awareness"]

Support Financial Advisors by servicing and assisting clients with investment planning, research, trades, and order processing. Handle corporate actions, appointment scheduling, Salesforce data entry, and client correspondence while maintaining accurate records. Help drive sales opportunities by contacting potential investment clients from internal and bank leads, and provide operational guidance from systems navigation to document fulfillment. Mitigate risk by performing required authentication for client communications and transactions.

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Truist Financial
Truist Financial
2 days ago

Brokerage Registered Client Service Associate - Pittsburgh, Pennsylvania

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Source: Company careers pageValidated by: Fursa AI
Last checked: 10 hours agoStatus: Live

Job Summary

Support Financial Advisors by servicing and assisting clients with investment planning, research, trades, and order processing. Handle corporate actions, appointment scheduling, Salesforce data entry, and client correspondence while maintaining accurate records. Help drive sales opportunities by contacting potential investment clients from internal and bank leads, and provide operational guidance from systems navigation to document fulfillment. Mitigate risk by performing required authentication for client communications and transactions.
Location: Pittsburgh
Workplace: Onsite
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Entry level

Key Responsibilities

  • •Assist Financial Advisors in servicing clients, including preparing financial plans, conducting investment research, and completing client trades and transactions.
  • •Receive and place orders, respond to general market and trading/feature queries, and process corporate actions where required.
  • •Schedule and confirm client appointments, enter data in Salesforce, create meeting agendas and summaries, and prepare routine client correspondence while maintaining client records.
  • •Support sales opportunities by contacting potential investment clients from internal and bank leads and using product/industry knowledge to identify sales potential.
  • •Mitigate risk by authenticating incoming and outgoing client calls and performing authentication callbacks for high-risk transactions (e.g., third-party distributions, profile changes, and wires).

Pay and Benefits

Perks:Health InsuranceDentalVisionLife InsuranceDisability Insurance401kPaid Leave

Key Requirements

  • •Bachelor's degree or equivalent experience and related training.
  • •Experience in the securities industry and/or a sales assistant role.
  • •Knowledge of securities markets and brokerage accounts, including annuity product features and attributes.
  • •FINRA SIE, and FINRA Series 7 and Series 66 licenses (may be partially licensed with ability to obtain the additional license(s) within 365 days).
  • •Exceptional telephone skills and the ability to communicate professionally with clients and teammates, with strong time management and basic computer proficiency (Microsoft Office).
Experience:Securities industry
Skills:Time managementProfessional communicationClient interactionSelf-directed workRisk awareness
Licenses:FINRA SIEFINRA Series 7FINRA Series 66
Languages:English
Tech Stack:SalesforceMicrosoft Office

Company Brief

Truist Financial
Provides consumer and commercial banking, wealth management, insurance, lending, and payments services through a large U.S. financial services platform formed by the merger of BB&T and SunTrust.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Charlotte, United States
Founded: 2019
WebsiteLinkedIn