KeyCorp

4 weeks ago

Investment Associate, FINRA Registered

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 21 hours agoStatus: Live

Job Summary

Serve as the initial sales and service contact for new and existing clients within the Key Investment Services team. Support Private Client Advisors with customer service, account maintenance, and follow-up on advisor requests. Maintain knowledge of retirement accounts and RMDs, build and manage a client database for marketing outreach, and coordinate events, seminars, newsletters, and promotional materials. Also perform licensed IA functions such as accepting trade instructions and suitability-related engagement.

Location: United States

Workplace: Hybrid

Employment Type: Full time

Job Function: Customer Success & Account Management

Seniority: Entry level

Key Responsibilities

•Provide support to Private Client Advisors.
•Perform customer service and assist with daily office operations, including new account setup, servicing accounts, processing estate account requests, and maintaining records.
•Maintain a working knowledge of retirement accounts, including distributions and Required Minimum Distribution (RMD) calculations.
•Follow up on client service activities and advisor requests, and manage client contact details and client database information.
•Support sales and marketing activities by scheduling appointments, assisting with sales support meetings, coordinating client/prospect events, and helping produce marketing materials.

Pay and Benefits

Salary: USD 23.08 - 34.62 hourly

Key Requirements

•High School Diploma (required).
•Minimum 1-year experience in brokerage or financial services (required).
•FINRA License S6, FINRA License S63, and FINRA Security Industry Essentials (SIE) (required).
•Working knowledge of investment products and ability to explain options clearly to clients.
•Strong written and verbal communication skills with exceptional organization and attention to detail.

Experience:1+ yearsBrokerageFinancial services

Education:High School

Skills:OrganizationDetail orientationCommunicationClient insightRelationship building

Licenses:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)

Certifications:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)FINRA Series 7Life Insurance

Tech Stack:Microsoft WordMicrosoft ExcelPowerPointEmail platformsInternet navigation

Company Brief

KeyCorp

KeyCorp operates KeyBank, providing retail and commercial banking, lending, wealth management, and investment services to individuals, businesses, and institutions across the United States.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Cleveland, United States

Founded: 1849

Glassdoor: 3.6

Website LinkedIn

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KeyCorp

4 weeks ago

Investment Associate, FINRA Registered

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 21 hours agoStatus: Live

Job Summary

Location: United States

Workplace: Hybrid

Employment Type: Full time

Job Function: Customer Success & Account Management

Seniority: Entry level

Key Responsibilities

•Provide support to Private Client Advisors.
•Perform customer service and assist with daily office operations, including new account setup, servicing accounts, processing estate account requests, and maintaining records.
•Maintain a working knowledge of retirement accounts, including distributions and Required Minimum Distribution (RMD) calculations.
•Follow up on client service activities and advisor requests, and manage client contact details and client database information.
•Support sales and marketing activities by scheduling appointments, assisting with sales support meetings, coordinating client/prospect events, and helping produce marketing materials.

Pay and Benefits

Salary: USD 23.08 - 34.62 hourly

Key Requirements

•High School Diploma (required).
•Minimum 1-year experience in brokerage or financial services (required).
•FINRA License S6, FINRA License S63, and FINRA Security Industry Essentials (SIE) (required).
•Working knowledge of investment products and ability to explain options clearly to clients.
•Strong written and verbal communication skills with exceptional organization and attention to detail.

Experience:1+ yearsBrokerageFinancial services

Education:High School

Skills:OrganizationDetail orientationCommunicationClient insightRelationship building

Licenses:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)

Certifications:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)FINRA Series 7Life Insurance

Tech Stack:Microsoft WordMicrosoft ExcelPowerPointEmail platformsInternet navigation

Company Brief

KeyCorp

KeyCorp operates KeyBank, providing retail and commercial banking, lending, wealth management, and investment services to individuals, businesses, and institutions across the United States.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Cleveland, United States

Founded: 1849

Glassdoor: 3.6

Website LinkedIn